Clik here to view.
SEC Fraud Actions Lag, EU Cartels: Compliance – Bloomberg
Firstpost SEC Fraud Actions Lag, EU Cartels: ComplianceBloombergThe Securities and Exchange Commission must move more quickly in pressing some fraud lawsuits, the U.S. Supreme Court ruled in a...
View ArticleClik here to view.
GE CEO Immelt’s 2012 Compensation Rises 20% – RTT News
CBS News GE CEO Immelt's 2012 Compensation Rises 20%RTT NewsDiversified conglomerate General Electric Co. (GE: Quote) has hiked the 2012 total compensation for CEO Jeffrey Immelt by 20 percent from...
View ArticleClik here to view.
SEC Says Illinois Hid Pension Troubles – Wall Street Journal
Wall Street Journal SEC Says Illinois Hid Pension TroublesWall Street JournalFor years, Illinois officials misled investors and shortchanged the state pension system, leaving future generations of...
View ArticleClik here to view.
SEC nominee White to tackle questions on her work for NFL, banks – Fox Business
Bloomberg SEC nominee White to tackle questions on her work for NFL, banksFox BusinessWASHINGTON – Mary Jo White will likely face questions about her work for big Wall Street clients when senators on...
View ArticleClik here to view.
SEC nominee White: No bank is too-big-to-charge – MarketWatch
Philadelphia Inquirer SEC nominee White: No bank is too-big-to-chargeMarketWatchWASHINGTON (MarketWatch) — Mary Jo White, the Obama administration's nominee to head the Securities and Exchange...
View ArticleClik here to view.
Fund pays $600M to settle insider trading charges – Wall Street Journal
CBS News Fund pays $600M to settle insider trading chargesWall Street JournalHedge fund CR Intrinsic Investors will pay more than $600 million in what federal regulators are calling the largest...
View ArticleClik here to view.
SAC affiliate pays $600M to settle trading charges – Wall Street Journal
Fortune SAC affiliate pays $600M to settle trading chargesWall Street JournalTwo affiliates of SAC Capital Advisors, the hedge fund run by billionaire Steven Cohen, will pay more than $614 million in...
View ArticleClik here to view.
SEC approves Nasdaq’s Facebook compensation plan – MarketWatch
Globe and Mail SEC approves Nasdaq's Facebook compensation planMarketWatchWASHINGTON (MarketWatch) — The Securities and Exchange Commission approved Nasdaq's plan to distribute $62 million to those...
View ArticleClik here to view.
Corporate Spin Machines Should Love the SEC’s Netflix Ruling – Wired (blog)
Wired (blog) Corporate Spin Machines Should Love the SEC's Netflix RulingWired (blog)The U.S. Securities and Exchange Commission this week said companies can use social networks to disclose financial...
View ArticleClik here to view.
With Senate Approval, White Is Set to Run SEC – New York Times
New York Times With Senate Approval, White Is Set to Run SECNew York TimesThe Senate on Monday confirmed Mary Jo White as head of the Securities and Exchange Commission, dismissing concerns about her...
View ArticleClik here to view.
White pinned as new sheriff – New York Post
TIME White pinned as new sheriffNew York PostThe US Senate confirmed Mary Jo White as head of the Securities and Exchange Commission, making her the first former prosecutor to lead Wall Street's...
View ArticleClik here to view.
Canellos Joins Ceresney as Co-Chiefs of SEC’s Enforcement Unit – Bloomberg
Canellos Joins Ceresney as Co-Chiefs of SEC's Enforcement UnitBloombergGeorge Canellos and Andrew Ceresney have been named co-directors of enforcement at the U.S. Securities and Exchange Commission,...
View ArticleClik here to view.
Former federal prosecutor named SEC enforcement chief – Washington Post
Wall Street Journal Former federal prosecutor named SEC enforcement chiefWashington PostFor the first time, the Securities and Exchange Commission plans to have two chiefs running its closely-watched...
View ArticleClik here to view.
Big Money Managers Eye Active ETFs – ETF Trends
ETF Trends Big Money Managers Eye Active ETFsETF TrendsThe actively managed exchange traded funds space is experiencing a flurry of activity as prominent money managers move in. Recently, Fidelity,...
View ArticleClik here to view.
Falcone Reaches Deal With SEC; Would Be Banned From Managing Funds – Wall...
Wall Street Journal Falcone Reaches Deal With SEC; Would Be Banned From Managing FundsWall Street JournalPhilip Falcone and his firm Harbinger Capital agreed to a settlement with the Securities and...
View ArticleClik here to view.
Falcone Reaches Deal With SEC – Wall Street Journal
Wall Street Journal Falcone Reaches Deal With SECWall Street JournalPhilip Falcone and his firm Harbinger Capital Partners LLC agreed to a settlement with the Securities and Exchange Commission that...
View ArticleClik here to view.
Obama nominates Senate aides to serve as SEC commissioners – Reuters
Obama nominates Senate aides to serve as SEC commissionersReutersBy Sarah N. Lynch. WASHINGTON | Thu May 23, 2013 10:54pm EDT. WASHINGTON (Reuters) – President Barack Obama nominated two U.S. Senate...
View ArticleClik here to view.
Smart investors are social-media savvy – USA TODAY
Economic Times Smart investors are social-media savvyUSA TODAYMany investors have a hard enough time reading 10-Ks and keeping up with corporate earnings releases. Now they're going to have to monitor...
View ArticleClik here to view.
SEC Nasdaq-Facebook, Liberty Reserve Charged, Total: Compliance – Bloomberg
SEC Nasdaq-Facebook, Liberty Reserve Charged, Total: ComplianceBloombergNasdaq OMX Group Inc. (NDAQ) agreed to pay $10 million to settle Securities and Exchange Commission charges that its mishandling...
View ArticleClik here to view.
SEC Suspends Trading in 61 Empty Shell Companies in Second Largest …– Wall...
ValueWalk SEC Suspends Trading in 61 Empty Shell Companies in Second Largest …Wall Street JournalThe U.S. Securities and Exchange Commission has suspended trading in the securities of what they said...
View Article